Dodd-Frank and Executive Compensation — Where Are We Now?
The Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”) became federal law on July 21, 2010 to provide safeguards for consumers and increase transparency in the U.S. capital...
View ArticleSEC Proposes Change to Definition of Smaller Reporting Company
The U.S. Securities and Exchange Commission (the “SEC”) recently proposed changes to expand the number of U.S. public companies that would qualify as a “smaller reporting company” (a “SRC”) and who...
View ArticleSEC Approves NASDAQ “Golden Leash” Rules
Recently, the U.S. Securities and Exchange Commission (the “SEC”) approved NASDAQ’s new Rule 5250(b)(3), which requires NASDAQ-listed companies to publicly disclose any cash or non-cash payments made...
View Article"It all sounds very reasonable..." New SEC Guidance Emphasizes Reasonableness...
On September 21, 2017, the Securities and Exchange Commission (the “SEC”) published an interpretative release and related compliance and disclosure interpretations (“C&DIs”) for registrants...
View ArticleSEC Proposes New Human Capital Disclosure Requirements: A Reasonable Step or...
Seyfarth Synopsis: On August 23, the Securities and Exchange Commission (the “Commission”), in a release entitled “Modernization of Regulation S- K Items 101, 103, and 105”, proposed changes to...
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